Howard Noel Herring

Current Employers

Employment History

• 06/2014 → Present
  Allegiance Advisors, Inc.
  Austin, TX
• 01/2019 → 12/2022
  Agile Capital
  Indianapolis, IN

Previous Registrations

• 2019-07-23 → 2022-12-31
  Agile Capital
  Austin, TX
  Indianapolis, IN
• 2014-08-28 → 2017-12-31
  Allegiance Advisors, Inc.
  Austin, TX
• 2007-08-09 → 2014-06-14
  Patterson & Associates
  Austin, TX
• 2001-08-22 → 2006-12-31
  Swan & Herring, Llc
  Laguna Niguel, CA
• 2006-05-24 → 2006-09-11
  Tejas Securities Group, Inc.
  Austin, TX

Other Businesses

Forman Law Firm P.C. (non-investment related) 248 Addie Roy Road Suite B-302 Austin TX 78746. Law firm Claims Analyst. start Date 06/2022. Hourly consulting salary. Receive incoming contacts from website or via telephone. Begin the review process by advising prospective clients what documents they must provide to support a claim and prepare a summary for the Attorney to review pending acceptance of prospect to client. This make take up 1-2 hours per working day on various days; not applicable on an every day basis.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-16
• S63 Uniform Securities Agent State Law Examination
  1988-07-18

Other Names

• Howard Herring
• Howard N Herring