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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

939 Ranch Rd 1431, Kingsland, TX 78639 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Kingsland TX 02/2008 Present
Scott'S Welding & Fabrication, Inc Marble Falls TX 01/2006 Present
Wells Fargo Advisors Llc Kingsland TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Kingsland TX 11/2016 Present
  • 02/2008 → Present
    Wells Fargo Bank, N.A.
    Kingsland, TX
  • 01/2006 → Present
    Scott'S Welding & Fabrication, Inc
    Marble Falls, TX
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Kingsland, TX
  • 11/2016 → Present
    Kingsland, TX
Previous Registrations
Other Businesses

FROM THEE TO WE LLC, NOT INV RELATED, MARBLE FALLS, TX, START 8/2012, 33.33% OWNER, 2 HOURS PER MONTH. EXECUTRIX FOR FATHER'S ESTATE; INVESTMENT RELATED; MARBLE FALLS, TX; START 9/2010; 1 HR PER MONTH; 0 HRS DURING TRADING. EXECUTRIX FOR MOTHER'S ESTATE; INVESTMENT RELATED; MARBLE FALLS, TX; START 9/2012; 4 HRS PER MONTH; 0 HRS DURING TRADING. SCOTT'S WELDING & FABRICATION, NOT INV RELATED, MARBLE FALLS, TX. START 1/1/1974, 1 HOUR/MONTH, 0 DURING TRADING, BOOKKEEPER FOR SPOUSE'S BUSINESS. ST. PERTERS LUTHERAN CHURCH AND SCHOOL, INV RELATED, MARBLE FALLS, TX, TREASURER, START 11/1/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, ANSWERING QUESTIONS ABOUT BOOKKEEPERS STATEMENTS AND PROVIDING OVERSIGHT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-18
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    2008-11-18
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Cynthia Coiece Cornelius

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