Thomas Lester Moore

Current Employers

Employment History

• 01/2015 → 09/2016
  Msi Financial Services, Inc.
  Amarillo, TX
• 09/2016 → 01/2025
  Lincoln Financial Securities Corporation
  Amarillo, TX
• 01/2025 → Present
  Osaic Wealth, Inc.
  Amarillo, TX

Previous Registrations

• 2016-09-30 → 2025-01-24
  Osaic Fs, Inc.
  Amarillo, TX
  Lexington, KY
  Amarillo, TX
• 2015-01-02 → 2016-10-04
  Msi Financial Services, Inc.
  Amarillo, TX
• 2006-01-17 → 2015-01-02
  New England Securities
  Amarillo, TX
  Dallas, TX
  Amarillo, TX
  Canyon, TX
  Amarillo, TX
  Amarillo, TX

Other Businesses

1. Mitchell-Moore & Associates, LLC, 4231 Ridgecrest Circle, STE A, Amarillo TX 79109 Category: Insurance Investment Related: Yes Title: Owner Duties: offers accident and health insurance, disability insurance, commission-based group benefits, traditional life insurance Start Date: 07/2016 Hours per Month: 35 Hours per Month during trading hours: 0 2. Thomas L Moore & Associates, LLC, 4231 Ridgecrest Circle, STE A, Amarillo TX 79109 Category: Insurance Investment Related: Yes Title: Owner Duties: offers accident and health insurance, health savings accounts, disability insurance, commission based group benefits, traditional life insurance Start Date: 09/1996 Hours per Month: 40 Hours per Month during trading hours: 35 3. Designs By Glenda, Inc. dba: HR's Flowers & Gifts, 2010 4th Avenue, Canyon TX 79015 Category: Retail Industry Investment Related: No Title: Owner Duties: co-own/manage retail floral and gift shop Start Date: 06/1994 Hours per Month: 10 Hours per Month during trading hours: 0 4. THOMAS MOORE FINANCIAL SERVICES 4231 RIDGECREST CIRCLE, STE A AMARILLO TX CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: OWNER DUTIES: OFFERS INDEXED ANNUITIES START DATE: 01/2020 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 160 5. MITCHELL-MOORE & ASSOCIATES, LLC POSITION: Owner NATURE: broker employee benefits, group life, health, dental, vision, STD & LTD INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2016 ADDRESS: 4231 Ridgecrest Circle, STE A, Amarillo TX 79109, United States DESCRIPTION: broker, conact prospective clients, quote and place contract with client 6. BROKEN VESSELS POSITION: Board Member NATURE: Grief Support group for Parents that have lost children INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 1731 S Avondale, Amarillo TX 79106, United States DESCRIPTION: ministry to parents that have lost children 7. THOMAS L MOORE & ASSOCIATES, LLC POSITION: Owner NATURE: individual and group insurance broker INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/01/1996 ADDRESS: 4231 Ridgecrest Circle, STE A, Amarillo TX 79109, United States DESCRIPTION: insurance broker 8. DESIGNS BY GLENDA, INC. DBA: HR'S FLOWERS AND GIFTS POSITION: Owner NATURE: retail floral and gift shop INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1994 ADDRESS: 2010 4th Ave, Canyon TX 79015, United States DESCRIPTION: management of shop

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-04
• S63 Uniform Securities Agent State Law Examination
  1996-10-31

Other Names

• Tom Moore