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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-09-05
  • FL RA
    APPROVED
    Since 2017-09-05

Branch Locations

2255 Glades Road Suite 319 A, Boca Raton, FL 33431 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Ft. Lauderdale FL 09/2011 Present
  • 09/2011 → Present
    Kovack Securities, Inc.
    Ft. Lauderdale, FL
Other Businesses

1) DELRAY FINANCIAL GROUP, LLC-EST. 5/4/11-(DBA) PRESIDENT/OWNER- 2255 GLADES ROAD, STE. 319A-BOCA RATON, FL- SECURITIES AND FIXED INCOME.- 80% OF TIME. COMPENSATED BY COMMISSION. 2) FIXED INSURANCE - 2255 GLADES ROAD, STE. 319A-BOCA RATON, FL; LIFE AND HEALTH INSURANCE; NON INVESTMENT RELATED; INSURANCE AGENT; SELLING INSURANCE; 20% OF TIME SPENT. 3) MARKETING OF SPORTS NUTRITION & SUPPLEMENTS - 1805 COPLEY PLACE, DELRAY BEACH, FL 33445; NON-INVESTMENT RELATED; OWNER; PLACING AD LINKS FOR PRODUCTS ON MY WEBSITE FOR SUPPLEMENTS; 10% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-17
S63 Uniform Securities Agent State Law Examination 1987-10-07
  • S66 Uniform Combined State Law Examination
    2017-07-17
  • S63 Uniform Securities Agent State Law Examination
    1987-10-07

View on SEC IAPD

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