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James Andrew Concannon

Goelzer Investment Management

Carmel, IN

CRD 1722214

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Employer firm

Goelzer Investment Management CRD 44402

$4.51B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Goelzer Investment Management

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-06-08
NC RA APPROVED 2026-06-08
MA RA APPROVED 2025-04-17
FL RA APPROVED 2025-02-07
CA RA APPROVED 2024-10-14
CO RA APPROVED 2024-10-14
DE RA APPROVED 2015-07-17
AZ RA APPROVED 2014-12-24
OH RA APPROVED 2014-12-11
NE RA APPROVED 2009-11-13
IN RA APPROVED 2005-04-20
TX RA APPROVED 2005-04-20
  • NH RA
    APPROVED
    Since 2026-06-08
  • NC RA
    APPROVED
    Since 2026-06-08
  • MA RA
    APPROVED
    Since 2025-04-17
  • FL RA
    APPROVED
    Since 2025-02-07
  • CA RA
    APPROVED
    Since 2024-10-14
  • CO RA
    APPROVED
    Since 2024-10-14
  • DE RA
    APPROVED
    Since 2015-07-17
  • AZ RA
    APPROVED
    Since 2014-12-24
  • OH RA
    APPROVED
    Since 2014-12-11
  • NE RA
    APPROVED
    Since 2009-11-13
  • IN RA
    APPROVED
    Since 2005-04-20
  • TX RA
    APPROVED
    Since 2005-04-20

Branch Locations

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goelzer Investment Management Indianapolis IN 04/2005 Present
Previous Registrations
  • 2001-12-24 → 2005-04-06
    Banc One Securities Corporation
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-22
S65 Uniform Investment Adviser Law Examination 1992-04-30
  • S63 Uniform Securities Agent State Law Examination
    2001-06-22
  • S65 Uniform Investment Adviser Law Examination
    1992-04-30
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Andy Concannon
  • J Andrew Concannon

View on SEC IAPD

Nearby Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.

Nearby Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY

Nearby Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN

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