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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-14 |
| CA | RA | APPROVED | 2024-02-15 |
Branch Locations
1455 Frazee Rd. Ste 950, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 09/1992 | Present |
| Db Wealth Management Group, Llc | San Diego | CA | 01/2012 | Present |
1. 11/23/2011: NON-VARIABLE INSURANCE DBA - DB WEALTH MANAGEMENT GROUP, LLC - 20% OF TIME SPENT - SAN DIEGO, CA. 2. 11/02/2021 - D.B. Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2015 - 160 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through D.B. Wealth Management Group, an independent investment advisor firm. I started this business activity in 04/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-16 |
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