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Vincent Mark Polivka

Vanguard Capital

Denver, CO

Hendersonville, TN

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Current Employers
Vanguard Capital

999 18 St Suite 3000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-03-06
CO RA APPROVED 2025-01-07
  • TN RA
    APPROVED
    Since 2025-03-06
  • CO RA
    APPROVED
    Since 2025-01-07

Branch Locations

999 18 St Suite 3000, Denver, CO 80202 • United States

Hendersonville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Capital San Diego CA 02/1999 12/2016
Vanguard Capital Wealth Advisors Denver CO 10/2016 Present
  • 02/1999 → 12/2016
    Vanguard Capital
    San Diego, CA
  • 10/2016 → Present
    Vanguard Capital Wealth Advisors
    Denver, CO
Previous Registrations
  • 2016-02-05 → 2016-12-31
    Vanguard Capital
    Del Mar, CA
    Evergreen, CO
    Las Vegas, NV
    Del Mar, CA
    La Jolla, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-09-09
  • S63 Uniform Securities Agent State Law Examination
    1987-09-09

View on SEC IAPD

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