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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-29
CA RA APPROVED 2018-08-16
  • TX RA
    APPROVED_RES
    Since 2020-01-29
  • CA RA
    APPROVED
    Since 2018-08-16

Branch Locations

140 S Lake Ave Ste 255, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pasadena CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 08/2018
Wells Fargo Advisors Financial Network, Llc Pasadena CA 08/2018 Present
Previous Registrations
Other Businesses

TURCZAN FAMILY FOUNDATION, NOT INV RELATED, MONROVIA, CA, SECRETARY AND TREASURER; TRUSTEE FOR PARENTS, INV RELATED, MONROVIA, CA, START: 12/2001, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, MANAGING INVESTMENTS IN ACCOUNT, DISTRIBUTIONS AND CONTRIBUTIONS. TRUSTEE FOR FINET PRACTICE PSP; INV. RELATED; PASADENA, CA; START DATE 2/2019; 2 HRS PER MONTH; 2 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE DBP; INV. RELATED; PASADENA, CA; START DATE 2/2019; 2 HRS PER MONTH; 2 HRS DURING TRADING. TURCZAN INVESTMENT CONSULTING GROUP INC.; INV. RELATED; PASADENA, CA; 100% OWNERSHIP; START DATE 08/17/2018; 2 HRS PER MONTH; 2 HRS DURING TRADING. NESTOR TURCZAN TRUSTEE, INVT RELATED, MONROVIA, CA, TRUSTEE/EXECUTOR, START DATE 1/1/96, 0 HRS PER MONTH, 0 HRS DURING TRADING. BAND OF BROTHERS OUTREACH INC, INV RELATED, SAN BERNARDINO, CA, TREASURER, START 1/1/2020, 3 HOURS PER MONTH, ZERO DURING TRADING, DISCUSSING STRATEGIC GOALS, MARKETING RETREATS, AND PROVIDING OVERSIGHT OF BOOKKEEPING. NESTOR ANDREW TURCZAN, LLC, NOT INVT RELATED, MONROVIA, CA, 100% OWNERSHIP, START DATE 7/6/2022, LESS THAN 20 HRS PER MONTH, LESS THAN 1 HR DURING TRADING, MTM 475 ELECTION RELATED TO INTERNAL REVENUE CODE. SICOMAC ROAD, LLC; INV RELATED; CASPER , NY; INDUSTRIAL EQUIPMENT PURCHASING AND LEASING;100% OWNERSHIP; START DATE: 02/22/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-26
S63 Uniform Securities Agent State Law Examination 1987-10-22
  • S65 Uniform Investment Adviser Law Examination
    1996-12-26
  • S63 Uniform Securities Agent State Law Examination
    1987-10-22

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