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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-14 |
| WI | RA | APPROVED | 2017-03-14 |
Branch Locations
325 N. Corporate Dr. #100, Brookfield, WI 53045 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-19 |
| WI | RA | APPROVED | 2016-07-21 |
Branch Locations
325 N Corporate Drive Suite 120, Brookfield, WI 53045 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brookfield | WI | 06/2016 | Present |
| Great Valley Advisor Group, Inc. | Brookfield | WI | 06/2016 | Present |
1) 06/24/2016: PMG Jamesville LLC - Real Estate Rental - INV REL - Start 01/01/2007 - 2929 Milton Ave Janesville, WI 53545 - investor only 2) 06/24/2016: Next Level Planning & Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 06/01/2016 - 160 Hours Per Month/10 Hours During Securities Trading - 95% Time Spent. 3) 06/24/2016: John P Selas (JPS Agency) - Non-Variable Insurance - INV REL - Start 06/2016 - 325 N Corporate Dr Suite 120 Brookfield, WI 53045 - Group/Individual health, disability. agent - Not an insurance agency - 8 Hr/Mo; 1 Hours During Securities Trading; 5% Time Spent 4) 06/29/2016: Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - INV REL - Start 05/18/2016 - 1200 Pennsylvania Ave, Suite 202 Wilmington, DE 19806 - 80 Hr/Mo; 80 Hours During Securities Trading; 50% Time Spent 5) 06/29/2016: Great Valley Advisor Group, Inc. - Registered Investment Advisor DBA - Next Level Planning & Wealth Management - INV REL - Start 05/18/2016 - 325 N Corporate Drive Suite 120 Brookfield, WI 53045 - 80 Hr/Mo; 80 Hours During Securities Trading; 50% Time Spent. 5) 6/14/2019 - Next Level Planning & Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2016 - 10 Hours Per Month During Securities Trading. 7) 10/13/2020 - WI Disability Insurance Center - Investment Related - 11431 N Port Washington Road Ste 105-5 Mequon WI 53092 - Non-Variable Insurance - Started 06/22/2020 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-17 |
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