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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-14
WI RA APPROVED 2017-03-14
  • TX RA
    APPROVED
    Since 2017-03-14
  • WI RA
    APPROVED
    Since 2017-03-14

Branch Locations

325 N. Corporate Dr. #100, Brookfield, WI 53045 • United States

Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-19
WI RA APPROVED 2016-07-21
  • TX RA
    APPROVED
    Since 2016-12-19
  • WI RA
    APPROVED
    Since 2016-07-21

Branch Locations

325 N Corporate Drive Suite 120, Brookfield, WI 53045 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Brookfield WI 06/2016 Present
Great Valley Advisor Group, Inc. Brookfield WI 06/2016 Present
  • 06/2016 → Present
    Brookfield, WI
  • 06/2016 → Present
    Great Valley Advisor Group, Inc.
    Brookfield, WI
Previous Registrations
Other Businesses

1) 06/24/2016: PMG Jamesville LLC - Real Estate Rental - INV REL - Start 01/01/2007 - 2929 Milton Ave Janesville, WI 53545 - investor only 2) 06/24/2016: Next Level Planning & Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 06/01/2016 - 160 Hours Per Month/10 Hours During Securities Trading - 95% Time Spent. 3) 06/24/2016: John P Selas (JPS Agency) - Non-Variable Insurance - INV REL - Start 06/2016 - 325 N Corporate Dr Suite 120 Brookfield, WI 53045 - Group/Individual health, disability. agent - Not an insurance agency - 8 Hr/Mo; 1 Hours During Securities Trading; 5% Time Spent 4) 06/29/2016: Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - INV REL - Start 05/18/2016 - 1200 Pennsylvania Ave, Suite 202 Wilmington, DE 19806 - 80 Hr/Mo; 80 Hours During Securities Trading; 50% Time Spent 5) 06/29/2016: Great Valley Advisor Group, Inc. - Registered Investment Advisor DBA - Next Level Planning & Wealth Management - INV REL - Start 05/18/2016 - 325 N Corporate Drive Suite 120 Brookfield, WI 53045 - 80 Hr/Mo; 80 Hours During Securities Trading; 50% Time Spent. 5) 6/14/2019 - Next Level Planning & Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2016 - 10 Hours Per Month During Securities Trading. 7) 10/13/2020 - WI Disability Insurance Center - Investment Related - 11431 N Port Washington Road Ste 105-5 Mequon WI 53092 - Non-Variable Insurance - Started 06/22/2020 - 0 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-21
S63 Uniform Securities Agent State Law Examination 1987-08-17
  • S65 Uniform Investment Adviser Law Examination
    1998-05-21
  • S63 Uniform Securities Agent State Law Examination
    1987-08-17

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