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Heather Christine Shutta

Annex Wealth Management, LLC

Brookfield, WI

CRD 6897561

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Employer firm

Annex Wealth Management, LLC CRD 127987

$8.05B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-03-02
  • WI RA
    APPROVED
    Since 2026-03-02

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annex Wealth Management Brookfield WI 12/2017 Present
Aldi Oak Creek WI 05/2017 07/2017
Uw Oshkosh Oshkosh WI 08/2014 12/2017
  • 12/2017 → Present
    Annex Wealth Management
    Brookfield, WI
  • 05/2017 → 07/2017
    Aldi
    Oak Creek, WI
  • 08/2014 → 12/2017
    Uw Oshkosh
    Oshkosh, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-02
  • S65 Uniform Investment Adviser Law Examination
    2026-03-02
Other Names
  • Heather Litt

View on SEC IAPD

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Nearby Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom

Nearby Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI

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