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Deanne E Phillips

Annex Wealth Management, LLC

Brookfield, WI

CRD 3108833

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Employer firm

Annex Wealth Management, LLC CRD 127987

$8.05B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-21
WI RA APPROVED 2016-09-12
  • FL RA
    APPROVED
    Since 2024-02-21
  • WI RA
    APPROVED
    Since 2016-09-12

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annex Wealth Management Elm Grove WI 07/2015 Present
  • 07/2015 → Present
    Annex Wealth Management
    Elm Grove, WI
Previous Registrations
  • 2010-06-08 → 2010-09-30
    Amcore Investment Services, Inc
    Rockford, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-03
  • S65 Uniform Investment Adviser Law Examination
    1998-08-03
Other Names
  • Deanne E Phillips-Rooney
  • Deanne Phillips
  • Deanne Phillips Rooney

View on SEC IAPD

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Nearby Investors

MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz

Nearby Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI

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