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Deanne E Phillips

Annex Wealth Management, LLC

Brookfield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-21
WI RA APPROVED 2016-09-12
  • FL RA
    APPROVED
    Since 2024-02-21
  • WI RA
    APPROVED
    Since 2016-09-12

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annex Wealth Management Elm Grove WI 07/2015 Present
  • 07/2015 → Present
    Annex Wealth Management
    Elm Grove, WI
Previous Registrations
  • 2010-06-08 → 2010-09-30
    Amcore Investment Services, Inc
    Rockford, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-03
  • S65 Uniform Investment Adviser Law Examination
    1998-08-03
Other Names
  • Deanne E Phillips-Rooney
  • Deanne Phillips
  • Deanne Phillips Rooney

View on SEC IAPD

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Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler
Ryan Jeffrey Komas

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

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