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17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-07-30 |
| WI | RA | APPROVED | 2020-07-30 |
Branch Locations
1580 South Milwaukee Avenue, Libertyville, IL 60048 • United States
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2018 | 09/2018 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 05/2018 | 09/2019 |
| Ronin Capital | Chicago | IL | 01/2016 | 08/2017 |
| Unemployed | Pleasant Prairie | WI | 08/2017 | 05/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2018 | 09/2018 |
| Nadler Financial Group | Deerfield | IL | 10/2019 | 12/2019 |
| Ausdal Financial Partners, Inc. | Davenport | IA | 09/2019 | 12/2019 |
| Unemployed | Pleasant Prairie | WI | 01/2020 | 07/2020 |
| Annex Wealth Management | Elm Grove | WI | 07/2020 | Present |
1. CHICAGO BOARD OF TRADE FULL SEAT; NON INVESTMENT RELATED; CHICAGO, IL; OWNER, ACTIVITY BEGAN 04/1997; I DEVOTE NO TIME TO THIS ACTIVITY AND NONE DURING TRADING HOURS; LEASE CBOT SEAT SINCE 09/2017. 2. Rental Property, Oakland CA; Co-Owner of LLC; $0 Annual Income; $150k Capital Investment; 0 time devoted per month/0 time devoted during trading hours; Not securities related. 3. Hydro Dam; Joliet, IL; Note Holder; $100k Capital Investment; 0 time devoted per month/0 time devoted during trading hours; Not securities related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-12 |
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