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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-30
WI RA APPROVED 2020-07-30
  • IL RA
    APPROVED
    Since 2020-07-30
  • WI RA
    APPROVED
    Since 2020-07-30

Branch Locations

1580 South Milwaukee Avenue, Libertyville, IL 60048 • United States

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2018 09/2018
Northwestern Mutual Investment Services Llc Milwaukee WI 05/2018 09/2019
Ronin Capital Chicago IL 01/2016 08/2017
Unemployed Pleasant Prairie WI 08/2017 05/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2018 09/2018
Nadler Financial Group Deerfield IL 10/2019 12/2019
Ausdal Financial Partners, Inc. Davenport IA 09/2019 12/2019
Unemployed Pleasant Prairie WI 01/2020 07/2020
Annex Wealth Management Elm Grove WI 07/2020 Present
  • 05/2018 → 09/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2018 → 09/2019
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 01/2016 → 08/2017
    Ronin Capital
    Chicago, IL
  • 08/2017 → 05/2018
    Unemployed
    Pleasant Prairie, WI
  • 08/2018 → 09/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2019 → 12/2019
    Nadler Financial Group
    Deerfield, IL
  • 09/2019 → 12/2019
    Ausdal Financial Partners, Inc.
    Davenport, IA
  • 01/2020 → 07/2020
    Unemployed
    Pleasant Prairie, WI
  • 07/2020 → Present
    Annex Wealth Management
    Elm Grove, WI
Previous Registrations
Other Businesses

1. CHICAGO BOARD OF TRADE FULL SEAT; NON INVESTMENT RELATED; CHICAGO, IL; OWNER, ACTIVITY BEGAN 04/1997; I DEVOTE NO TIME TO THIS ACTIVITY AND NONE DURING TRADING HOURS; LEASE CBOT SEAT SINCE 09/2017. 2. Rental Property, Oakland CA; Co-Owner of LLC; $0 Annual Income; $150k Capital Investment; 0 time devoted per month/0 time devoted during trading hours; Not securities related. 3. Hydro Dam; Joliet, IL; Note Holder; $100k Capital Investment; 0 time devoted per month/0 time devoted during trading hours; Not securities related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-02
S63 Uniform Securities Agent State Law Examination 2018-06-12
  • S65 Uniform Investment Adviser Law Examination
    2019-12-02
  • S63 Uniform Securities Agent State Law Examination
    2018-06-12
Designations
Other Names
  • Jeff Stanich
  • Jeffrey Stanich
  • Jeffrey Lynn Stanich

View on SEC IAPD

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