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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2020-07-15
CT RA APPROVED 2017-03-25
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2020-07-15
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

Rockville Center, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc New York NY 04/2012 03/2017
Mml Investors Services, Llc New York NY 03/2017 Present
Massachusetts Mutual Life Insurance Company New York NY 07/2016 Present
  • 04/2012 → 03/2017
    Metlife Securities Inc
    New York, NY
  • 03/2017 → Present
    New York, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    New York, NY
Previous Registrations
  • 2012-12-12 → 2017-03-25
    Msi Financial Services, Inc.
    New York, NY
    New York, NY
Other Businesses

Name: David Moss Inv rel: Y Add: 155 East 44th St 12th Floor, New York, NY 10017 Nature: Outside Insurance Sales Position: Insurance Broker Start date: 10/15/2017 No. HR/MO: 8 No. HR/MO during sec trading: 8 Describe duties: Selling Individual Life, Health, Group Life, Group Health, LTC, Fixed Annuities and Disability Insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-30
  • S66 Uniform Combined State Law Examination
    2012-11-30

View on SEC IAPD

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