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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-14
NJ RA APPROVED 2017-01-23
  • TX RA
    APPROVED_RES
    Since 2023-11-14
  • NJ RA
    APPROVED
    Since 2017-01-23

Branch Locations

1420 Us Highway 206 Ste 130, Bedminster, NJ 07921-2642 • United States

Far Hills, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bedminster NJ 01/2009 01/2017
Ameriprise Financial Services Inc Bedminster NJ 01/2017 03/2020
Ameriprise Financial Services, Llc Bedminster NJ 03/2020 Present
Previous Registrations
  • 2009-01-13 → 2017-01-31
    Warren, NJ
  • 2007-04-02 → 2009-01-14
    Morgan Stanley & Co. Llc
    Morristown, NJ
    Paramus, NJ
  • 2002-07-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Paramus, NJ
    Paramus, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-29
  • S63 Uniform Securities Agent State Law Examination
    1987-10-29
Other Names
  • John Gregory Ii Maita
  • John Gregory Maita
  • John G Maita Ii
  • John G Maita
  • John Gregory Maita
  • John Maita
  • John G Maita

View on SEC IAPD

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