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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-07-08 |
| NJ | RA | APPROVED | 2016-01-21 |
| TX | RA | APPROVED | 2016-01-15 |
Branch Locations
200 Campus Dr Ste 150, Florham Park, NJ 07932-1007 • United States
Florham Park, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Florham Park | NJ | 01/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Florham Park | NJ | 03/2020 | Present |
Business Ownership; Pebble in your SHoe LLC; Partner 25% owner; THIS IS AN LLC THAT OPERATES A FRANCHISECALLED STUMPYS HATCHET HOUSE. IT WILL BEALSO OPERATING WITHIN THE FRANCHISEAGREEMENT OF STUMPYS HATCHETT HOUSE.THE LLC LOCATION IS17 ROOSEVELT BLVDFLORHAM PARK NJ07932THE FRANCHISE LOCATION IS373 RT46 W FAIRFIELD NJ 07004; 373 US 46 W, , Fairfield, NJ, 07004; Not Investment-Related; 07/13/2017; 20 to 39 hours per month; 0 during trading hours / Tac House LLC; Co-owner; this is an entertainment venue; 373 US 46 W, , Fairfield, NJ, 07004; Not Investment-Related; 06/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-16 |
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