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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-29 |
| TX | RA | APPROVED | 2025-09-26 |
Branch Locations
200 Campus Dr Ste 150, Florham Park, NJ 07932-1007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Red Bank | NJ | 10/2016 | 12/2018 |
| Wells Fargo Bank | Red Bank | NJ | 10/2016 | 12/2018 |
| Unemployed | Bernardsville | NJ | 07/2016 | 10/2016 |
| Hsbc Bank Usa, N.A. | New York | NY | 12/2018 | 01/2021 |
| Hsbc Securities (Usa) Inc. | New York | NY | 01/2019 | 01/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 03/2021 | 09/2025 |
| Bank Of America, N.A. | Florham Park | NJ | 04/2021 | 09/2025 |
| Ameriprise Financial Services, Llc | Florham Park | NJ | 09/2025 | Present |
Board of Directors; Club Executives and Directors; Vice President; 561 Springfield Ave, , Summit, NJ, 07901; Not Investment-Related; 12/09/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-24 |
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