Best Investors Account Sign in
Inactive

Richard Moore Stimpson

Leavell Investment Management, Inc.

Mobile, AL

CRD 1714381

Claim This Profile
Employer firm

Leavell Investment Management, Inc. CRD 107890

$3.40B regulatory AUM 11 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Leavell Investment Management, Inc.

210 Saint Joseph Street, Mobile, AL 36602 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-03
AL RA APPROVED 2006-05-17
  • TX RA
    APPROVED_RES
    Since 2013-01-03
  • AL RA
    APPROVED
    Since 2006-05-17

Branch Locations

210 Saint Joseph Street, Mobile, AL 36602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leavell Investment Management, Inc. Mobile AL 03/2006 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-02-08
  • S63 Uniform Securities Agent State Law Examination
    2002-02-08

View on SEC IAPD

Nearby Firms

FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES

Nearby Investors

LISA MARY THARP
JOHN RUSSELL MOODY
ERIC CHRISTOPHER DROBLYEN

Nearby Offices

FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mobile, AL

More in Mobile, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor