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205 N. Conception St., Mobile, AL 36603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| NY | RA | APPROVED | 2021-10-05 |
| WA | RA | APPROVED | 2021-01-27 |
| TX | RA | APPROVED | 2019-11-05 |
| MA | RA | APPROVED | 2019-07-24 |
| VA | RA | APPROVED | 2019-05-21 |
| GA | RA | APPROVED | 2019-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Employee Fiduciary, Llc | Saint Petersburg | FL | 04/2009 | Present |
| Frugal Financial Retirement Plan Services, Llc | Saint Petersburg | FL | 05/2013 | Present |
EMPLOYEE FIDUCIARY, LLC. THIS BUSINESS IS NOT INVESTMENT RELATED. ADDRESS IS 11300 4TH STREET NORTH, SUITE 180, SAINT PETERSBURG, FL 33716. THE NATURE OF THE BUSINESS IS 401(K) ADMINISTRATION AND RECORDKEEPING. TITLE IS PRESIDENT AND AM IN CHARGE OF ALL ASPECTS OF SERVICE DELIVERY. START DATE WAS 4/20/2009. APPROXIMATELY 130 HOURS/MONTH, AND 6 HOURS DURING TRADING HOURS ARE DEVOTED TO THIS BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-28 |
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