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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| NJ | RA | APPROVED | 2020-09-29 |
Branch Locations
Staten Island, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Long Island City | NY | 12/2014 | 08/2019 |
| Unemployed | Staten Island | NY | 08/2019 | 08/2020 |
| Citigroup Golbal Markets Inc. | New York | NY | 08/2020 | Present |
I have an affiliation as a life insurance agent with "Lee, Nolan & Koroghlian LLC", a Mass Mutual Insurance Agency. The relationship was initiated in June 2020, just before getting confirmation of the Citigroup Global Markets Inc. job offer. As a result, I did not actively pursue this opportunity. Only business initiated was personal and close family members. There are 4 pending life insurance applications as a result of this. I expect to spend less than 10 hours wrapping up these cases over the next few weeks. I have not been engaged in any securities transactions as a result of this affiliation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-07 |
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