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Leslie Rodriguez

Charles Schwab & Co., Inc.

The Villages, FL

CRD 3243888

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
FL RA APPROVED 2018-12-21
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • FL RA
    APPROVED
    Since 2018-12-21

Branch Locations

1048 Lake Sumter Landing, The Villages, FL 32162-2697 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. The Villages FL 05/1999 Present
Schwab Private Client Investment Advisory, Inc. Orlando FL 01/2012 12/2018
Charles Schwab Bank The Villages FL 12/2018 Present
  • 05/1999 → Present
    Charles Schwab & Co., Inc.
    The Villages, FL
  • 01/2012 → 12/2018
    Schwab Private Client Investment Advisory, Inc.
    Orlando, FL
  • 12/2018 → Present
    Charles Schwab Bank
    The Villages, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-19
S63 Uniform Securities Agent State Law Examination 1999-11-09
  • S66 Uniform Combined State Law Examination
    2007-11-19
  • S63 Uniform Securities Agent State Law Examination
    1999-11-09

View on SEC IAPD

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Nearby Investors

TODD BLANKENSHIP
KEVIN GANUS
MICHAEL HARRISON

Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL

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