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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-16
TX RA APPROVED 2022-08-15
  • FL RA
    APPROVED
    Since 2022-08-16
  • TX RA
    APPROVED
    Since 2022-08-15

Branch Locations

The Villages , FL • United States

1070 Lake Sumter Landing, The Villages, FL 32162 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lady Lake FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lady Lake FL 11/2016 08/2022
Wells Fargo Advisors Financial Network, Llc The Villages FL 08/2022 Present
Previous Registrations
  • 2008-01-01 → 2022-08-15
    The Villages, FL
  • 2004-05-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    The Villages, FL
    The Villages, FL
    St. Louis, MO
Other Businesses

RENTAL PROPERTY, INV RELATED, THE VILLAGES, FL, 100% OWNERSHIP, START 10/1/24, 10 HRS PER MONTH, 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-28
  • S66 Uniform Combined State Law Examination
    2004-04-28
Other Names
  • Kevin Edward Ganus

View on SEC IAPD

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