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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-08 |
Branch Locations
4140 Nw37Th Pl Ste D [Satellite], Gainesville, FL 32606 • United States
1070 Lake Sumter Landing, The Villages, FL 32162 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Gainesville | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Gainesville | FL | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Gainesville | FL | 05/2023 | Present |
LEGACY CAPITAL MANAGEMENT GROUP, LLC; INV. RELATED; GAINESVILLE,FL; 50% OWNERSHIP; START DATE 05/05/2023; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 1; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-24 |
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