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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-04 |
| FL | RA | APPROVED | 2017-03-24 |
Branch Locations
2550 Sw 76Th Street Tower 24, Gainesville, FL 32608 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Gainesville | FL | 02/2017 | Present |
| Morgan Stanley | Gainesville | FL | 11/2008 | 02/2017 |
| Raymond James Financial Services Advisors Inc. | Gainesville | FL | 03/2017 | Present |
| Asaba Partners 1, Llc | Gainesville | FL | 03/2017 | Present |
| Banks Carroll Group | Gainesville | FL | 02/2017 | Present |
| Banks Carroll Group | Gainesville | FL | 05/2018 | Present |
(1)Name of Business: Banks Carroll Group Address: 2550 SW 76th St, Gainesville, FL, 32608, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/03/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - Financial planning and CDFA consulting work for divorcees. May include mediation. (2)Name of Business: Banks Carroll Group Address: 2550 SW 76th St, Gainesville, FL, 32608, United States Activity Type: Certified Divorce Financial Analyst Position/Title: Investment Related: Yes Start Date: 05/09/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-28 |
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