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Ria Advisory Group, LLC CRD 152566
$568M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-12 |
| IA | RA | APPROVED | 2010-02-10 |
Branch Locations
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2008 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2008 | Present |
| Iea Wealth Management Llc (152566) | Akeny | IA | 01/2010 | Present |
1. SMALL FARMING OPERATION - 09/27/2005 2. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3. 20% OWNER OF BROKERSTREET INSURANCE SERVICES-NON-VARIABLE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-28 |
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