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George Herbert Walker

Neuberger Berman Bd LLC

New York, NY

CRD 1712090

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
OH RA APPROVED 2008-09-23
  • NY RA
    APPROVED
    Since 2021-03-26
  • OH RA
    APPROVED
    Since 2008-09-23

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 09/2008 Present
  • 09/2008 → Present
    Neuberger Berman, Llc
    New York, NY
Other Businesses

I SERVE ON THE WHITE HOUSE COMMISSION ON PRESIDENTIAL SCHOLARS & THE U.S. DEPT OF EDUCATION'S JACOB JAVITS FELLOWSHIP BOARD. Also: Investment Company Institute (ICI) The Institute engages in three core missions: encouraging adherence to high ethical standards by all industry participants; advancing the interests of funds, their shareholders, directors, and investment advisers; and promoting public understanding of mutual funds and other investment companies. https://www.ici.org/ Board of Governors Member. Attend quarterly meetings to discuss industry related topics. Start Date 10/01/2023 Chair. No financial interest in $ or %. No Hours a month dedicated during Trading Hours. One hour a month dedicated during non-trading hours. Also: National Golf Links of America, Start Date ,12/11/2023, Board member, non-investment related, Sebonac Inlet Rd, Southampton, NY 11968 . Golf, 2 Hours a month during non-Trading Hours. Also: Ford Foundation, Trustee, not investment related, Ford Foundation, 320 E 43rd St, New York, NY 10017, Civil Engagement, 3/1/2024, on Audit Committee, 0 hours a month dedicated during non-trading hours. Member of Finance Advisory Committee of Lyford Cay Club a Residential vacation community in which I own Equity in a property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-27
  • S63 Uniform Securities Agent State Law Examination
    1988-07-27
Other Names
  • George H Walker
  • Chip Walker
  • George Herbert Walker
  • George Herbert Walker

View on SEC IAPD

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