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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-26 |
| OH | RA | APPROVED | 2008-09-23 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman, Llc | New York | NY | 09/2008 | Present |
I SERVE ON THE WHITE HOUSE COMMISSION ON PRESIDENTIAL SCHOLARS & THE U.S. DEPT OF EDUCATION'S JACOB JAVITS FELLOWSHIP BOARD. Also: Investment Company Institute (ICI) The Institute engages in three core missions: encouraging adherence to high ethical standards by all industry participants; advancing the interests of funds, their shareholders, directors, and investment advisers; and promoting public understanding of mutual funds and other investment companies. https://www.ici.org/ Board of Governors Member. Attend quarterly meetings to discuss industry related topics. Start Date 10/01/2023 Chair. No financial interest in $ or %. No Hours a month dedicated during Trading Hours. One hour a month dedicated during non-trading hours. Also: National Golf Links of America, Start Date ,12/11/2023, Board member, non-investment related, Sebonac Inlet Rd, Southampton, NY 11968 . Golf, 2 Hours a month during non-Trading Hours. Also: Ford Foundation, Trustee, not investment related, Ford Foundation, 320 E 43rd St, New York, NY 10017, Civil Engagement, 3/1/2024, on Audit Committee, 0 hours a month dedicated during non-trading hours. Member of Finance Advisory Committee of Lyford Cay Club a Residential vacation community in which I own Equity in a property.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-07-27 |
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