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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-27
NY RA APPROVED 2021-06-14
TX RA APPROVED 2010-04-22
  • NJ RA
    APPROVED
    Since 2024-06-27
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED
    Since 2010-04-22

Branch Locations

90 Park Ave 17Th Fl, New York, NY 10016 • United States

South Orange, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company New York NY 06/1987 Present
Mml Investors Services, Llc New York NY 09/1988 Present
Other Businesses

NAME: JANA D. HANDWERK INV REL: Y ADD: 90 PARK AVENUE 17TH FLOOR, NEW YORK, NY 10016 NATURE: BROKERAGE, LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 11/01/2010 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1987-09-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1987-09-18
Other Names
  • Jana D Handwerk

View on SEC IAPD

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