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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-07-13 |
Branch Locations
21800 Oxnard St Ste 800, Woodland Hls, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 01/1991 | Present |
| Northwestern Mutual Investment Services, Llc | Woodland Hills | CA | 01/1991 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS, NON INVESTMENT-RELATED. 2. TRUSTEE, IMMEDIATE FAMILY, IMMEDIATE FAMILY, START DATE: 8/11/1998, TRUSTEE FOR TODD & BETH M GINDY LIVING TRUST; NON INVESTMENT-RELATED. 3. MANAGING MEMBER, FAMILY PROPERTY TRUST AND LLC (NAME TBD), 20551 DEFOREST STREET, WOODLAND HILLS, , CALIFORNIA, 91364, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SPOUSE'S SEPARATE PROPERTY TRUST; NON INVESTMENT0RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-07 |
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