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Tory Rakosi

Northwestern Mutual Investment Services, LLC

Woodland Hls, CA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-29
  • CA RA
    APPROVED
    Since 2024-11-29

Branch Locations

21800 Oxnard St Ste 800, Woodland Hls, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock San Francisco CA 11/2015 11/2017
Mitchell International San Diego CA 01/2018 10/2019
Capital Group Los Angeles CA 10/2019 11/2023
Unemployed Livermore CA 11/2017 01/2018
Mitchell Beer Woodland Hls CA 11/2023 Present
Northwestern Mutual Investment Services Llc Woodland Hls CA 04/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2025 Present
  • 11/2015 → 11/2017
    Blackrock
    San Francisco, CA
  • 01/2018 → 10/2019
    Mitchell International
    San Diego, CA
  • 10/2019 → 11/2023
    Capital Group
    Los Angeles, CA
  • 11/2017 → 01/2018
    Unemployed
    Livermore, CA
  • 11/2023 → Present
    Mitchell Beer
    Woodland Hls, CA
  • 04/2024 → Present
    Northwestern Mutual Investment Services Llc
    Woodland Hls, CA
  • 09/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-27
  • S66 Uniform Combined State Law Examination
    2024-11-27
Other Names
  • Tory H Rakosi
  • Tory Harold Rakosi
  • Tory Rakosi

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
U.S. BANCORP ADVISORS, LLC
STEELPEAK WEALTH, LLC

Other Investors

JOSHUA Harris GOLDBERG
DAVID MICHAEL MATTHEW
ALBERT DAVIDOO
JUDY MARIE JBARA
TODD MICHAEL GINDY
COLETTE MARIE CHRISMAN
MITCHELL CRAIG BEER
KEVIN EDWARD OHEARN

Other Offices

360 BUSINESS MANAGEMENT · WOODLAND HILLS, CA
BRUIN WEALTH ADVISORS LLC · WOODLAND HILLS, CA
CETERA INVESTMENT ADVISERS LLC · WOODLAND HILLS, CA
CETERA INVESTMENT ADVISERS LLC · WOODLAND HILLS, CA
360 BUSINESS MANAGEMENT · Woodland Hills, CA
CONCORDIA INVESTMENT ADVISORS, LLC · WOODLAND HILLS, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WOODLAND HILLS, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Woodland Hills, CA

More in Woodland Hls, CA

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