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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
21800 Oxnard St Ste 800, Woodland Hls, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 10/1984 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 06/1986 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 33% OWNER OF PANAMA MATT FAMILY LLC. 2016 SAN PASQUAL ST, PASADENA, CA. LLC HOLDS A VACATION HOME. ONE HOUR PER MONTH PAYING BILLS. NOT INVESTMENT RELATED, START DATE 5/1/13.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-05 |
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