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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-08-25 |
Branch Locations
21800 Oxnard St Ste 800, Woodland Hls, CA 91367 • United States
Simi Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 08/1996 | Present |
| Northwestern Mutual Life Ins Co | Woodland Hills | CA | 11/1996 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 12/1997 | Present |
| Northwestern Mutual Investment Services, Llc | Woodland Hills | CA | 08/2005 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. COLETTE'S CLASSY COLLECTIONS, 10880 LUNA BLANCA DR, LAS VEGAS, , NEVADA, 89138, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/15/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RESELLING OF CLOTHES ON EBAY, POSHMARK, MECARI & DEPOP. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-14 |
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