Best Investors Account Sign in

Nicholas Ralph Zichella

Morgan Stanley

Clayton, MO

CRD 1710987

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-24
MO RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-24
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Clayton MO 07/1993 Present
Morgan Stanley Smith Barney Clayton MO 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/1993 → Present
    Clayton, MO
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Clayton, MO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

BUSINESS / COMPANY;SOLE PROPRIETOR / OWNER / PARTNER;RENTAL PROPERTIES;CLAYTON, MO;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-25
S63 Uniform Securities Agent State Law Examination 1990-06-01
  • S65 Uniform Investment Adviser Law Examination
    1992-09-25
  • S63 Uniform Securities Agent State Law Examination
    1990-06-01
Other Names
  • Nicholas R Zichella
  • Nicholas Zichella
  • Nicholas Ralph Zichella
  • Nick Zichella
  • Nick Zichella

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Clayton, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor