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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-24 |
| MO | RA | APPROVED | 2009-06-01 |
Branch Locations
7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Clayton | MO | 07/1993 | Present |
| Morgan Stanley Smith Barney | Clayton | MO | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
BUSINESS / COMPANY;SOLE PROPRIETOR / OWNER / PARTNER;RENTAL PROPERTIES;CLAYTON, MO;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-01 |
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