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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-10-18 |
| NH | RA | APPROVED | 2023-10-18 |
Branch Locations
36 State Street Suite 8, North Haven, CT 06473 • United States
26 American Avenue, Keene, NH 03431 • United States
Keene, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly:LInsco/Private Ledger Corp.) | North Haven | CT | 09/2003 | 10/2023 |
| Commonwealth Financial Network | Waltham | MA | 10/2023 | Present |
| Juniewic Financial Group | North Haven | CT | 10/2023 | Present |
1. Fixed insurance sales; as of 07/13/2023; 2% of time spent during business hours; Conducted at branch location; Investment related. Owner, Norman Juniewic, LLC, a private entity established to facilitate insurance business; as of 07/13/2023; 2% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-30 |
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