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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-17 |
| FL | RA | APPROVED | 2018-01-23 |
| ME | RA | APPROVED | 2009-06-01 |
Branch Locations
23 Water Street 3Rd Floor, Bangor, ME 04401 • United States
Jensen Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Bangor | ME | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Jensen Beach | FL | 01/2018 | Present |
*492936 - Trust; Investment related Yes; Philadelphia, Pennsylvania; Trustee/Co-Trustee; 02/2002; During business hours: 0; After business hours: 5 *492939 - Trust; Investment related Yes; Clinton, Connecticut; Trustee/Co-Trustee; 05/2016; During business hours: 0; After business hours: 0.5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-18 |
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