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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2018-04-20 |
| TX | RA | APPROVED | 2018-04-20 |
Branch Locations
One Merchants Plaza Third Floor, Bangor, ME 04401 • United States
Greenbush, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Bangor | ME | 12/2015 | 04/2018 |
| Ubs Financial Services | Bangor | ME | 04/2018 | Present |
(1) NORTHEAST CONCRETE SPECIALISTS CORP; ADDRESS: GREENBUSH, ME 04418; BUSINESS DESCRIPTION: CONCRETE CONSTRUCTION; IS NOT INVESTMENT RELATED; START DATE: 4/1/2007; CAPACITY: OWNER-PASSIVE; DUTIES: TREASURER/PAY BILLS; HOURS DEVOTED PER WEEK: .5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 2) Audrey Wood - no entity, United States, Not an entity - Just me as an individual, Notarizing signatures, Start date-10/17/2018.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-21 |
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