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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-11-02 |
| ME | RA | APPROVED | 2009-04-17 |
Branch Locations
One Merchants Plaza Third Floor, Bangor, ME 04401 • United States
Hampden, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boston | MA | 02/2009 | Present |
1) YMCA / 17 2nd street bangor, Maine 04401 / United States / Association (e.g. Trade or Industry, Sport)/ Other Community organization for youth development, healthy living and social responsibility / Investment Committee - Review portfolio performance of Foundation and Endowment portfolios. Make recommendations for specific holdings and portfolio allocation. / Member of a committee with management / supervisor functions / Investment Committee - Review portfolio performance of Foundation and Endowment portfolios. Make recommendations for specific holdings and portfolio allocation. / Start Date 8/28/2019 / Kirsten Ismail, Occasional rental of our lake house through VRBO website and services, Proprietor / owner, Maintenance of home and approve or decline rental requests submitted through VRBO, start date-7/30/2023, St. Ablan'sMaineUnited States-0497. Foundation for Financial Planning Providing Pro Bono Financial Planning to underserved communities , Washington DC United States, Provider of Pro-Bono planning work ,Start date 3/2/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-06 |
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