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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-01-08
ME RA APPROVED 2007-10-05
  • TX RA
    APPROVED_RES
    Since 2008-01-08
  • ME RA
    APPROVED
    Since 2007-10-05

Branch Locations

One Merchants Plaza Third Floor, Bangor, ME 04401 • United States

Hampden, ME • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bangor ME 10/2007 Present
Previous Registrations
Other Businesses

Penobscot Valley Ski Club / United States / PO Box 873 / Bangor / ME / United States / 04402 / www.pvskiclub.org / No / Charity / / Sport & Leisure Facilities / / Promote local skiing activities, both alpine and Nordic, through both Youth and Adult on-snow services and programs / Active / Member of Board of directors / / Chair of the club's Finance Committee / 7 / No / No / No / No / Start Date 11/01/2017 / / No / / No / / No / No No / Bangor, Hampden, Orono, Brewer, Maine / No / / No / / To help the club as a board member / No /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-23
  • S66 Uniform Combined State Law Examination
    2005-08-23
Other Names
  • Peter Buzzini

View on SEC IAPD

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