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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-11-28 |
Branch Locations
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
14143 Denver West Parkway Suite 100, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Management Advisors, Llc | Bellevue | ID | 05/2013 | 11/2023 |
| Au Da Urrutian Serua Subdivision Property | Bellevue | ID | 08/2015 | Present |
| Signator Investors, Inc. | Bellevue | ID | 05/2016 | 11/2017 |
| Triad Advisors, Inc | Norcross | GA | 11/2017 | 11/2023 |
| Snowden Lane Partner | New York | NY | 11/2023 | Present |
1)Wendell Cayton;investment related;121 Price Lane,Bellevue,ID 83313;sale of fixed,variable life insurance & annuity products;owner;1985;5 hrs/month;15 minutes during trading;sales of fixed & variable life insurance & annuity products 2)Sun Valley Ski School; not investment related; l; part-time ski instructor; teach Sun Valley guests how to ski approx. 20-25 hours per month; compensated hourly 3)Au Da Urrutian Serua Subdivision Property Association;investment related;121 Price Lane,Bellevue,ID;property owners association;president;2013;2 hrs/month;0 hrs during trading;maintain compliance with subdivision CC&Rs, keep noxious weeds out of pastures,maintain fence 4)Hailey Rotary Foundation,Bud Purdy Scholarship Fund;not investment related;scholarship program for students studying ranch & ag;committee chair within Hailey Rotary Club;1/1/2016;5 to 10 hrs/month;0 hrs during trading;accepting donations,accounting for donations,completing log of all donations,depositing to foundation bank account,provide annual accounting to BOD of Hailey Rotary Club,twice per year, write checks to Rotary Foundation and Idaho Community Foundation 5)Western Heritage Meats,Inc;not investment related;Sheridan,Wyoming;meat processing business;planning consultant;2/2020;10 hrs/month;0 hrs during trading;planning consultant,assisted with writing business plan 6)Commercial rental property;not investment related;42 Ridge Road,Sheridan,WY;commercial rental property;owner with wife;10/2020;0 hrs/month;0 hrs during trading;wife manages,I fix things; Property rental;not investment related; Noeway,Bellevue,ID 83313;apartment rental;own with wife;6/2013;0 hrs/month;0 hrs during trading;wife manages,I fix things 7) Forming LLC for a Commerical Rental Property - Owner with wife, daughter and son-in-law. Will rent commercial property to a tenant; will take about 5 hours per month at most maybe 1-2 hours during business time; will secure the mortgage and will not receive compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-02 |
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