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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2007-07-27 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2004-07-23 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
202 Main Street Unit 202, Salem, NH 03079 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Mutual Life Assurance Company | Manchester | NH | 07/1986 | Present |
| Northeast Planning Associates, Inc. | Salem | NH | 11/2003 | Present |
| Lpl Financial, Llc | Salem | NH | 07/2007 | Present |
(1) 07/16/2007: Northeast Planning Associates Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/30/2016: Northeast Planning Associates, Inc. - Registered Investment Advisor Hybrid - DBA: Northeast Planning Associates, Inc.- Investment Related - At Reported Business Location(s) - 5% Time Spent - I provide financial planning and consulting services through Northeast Planning Associates, an independent investment advisor firm I started this business activity in November 2003. I expect to spend approximately 8 hours per month] on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (3) 2/14/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 06/01/2007 - 5 Hours Per Month/5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-29 |
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