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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-11-28
IL RA APPROVED 2023-10-27
  • TN RA
    APPROVED
    Since 2023-11-28
  • IL RA
    APPROVED
    Since 2023-10-27

Branch Locations

5820 Nolensville, Nashville, TN 37211 • United States

495 Old Hickory Blvd., Brentwood, TN 37027 • United States

2040 Fieldstone Parkway, Franklin, TN 37069 • United States

6674 Nolensville Pike, Brentwood, TN 37027 • United States

1713 Mallory Lane, Brentwood, TN 37027 • United States

5045 Carothers Parkway, Franklin, TN 37067 • United States

5000 Maryland Way, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Chicago IL 02/2007 07/2022
Fifth Third Securities Rosemont IL 10/2023 Present
Fifth Third Bank Rosemont IL 10/2023 Present
Unemployed Glen Ellyn IL 07/2022 10/2023
  • 02/2007 → 07/2022
    Fifth Third Securities
    Chicago, IL
  • 10/2023 → Present
    Fifth Third Securities
    Rosemont, IL
  • 10/2023 → Present
    Fifth Third Bank
    Rosemont, IL
  • 07/2022 → 10/2023
    Unemployed
    Glen Ellyn, IL
Previous Registrations
  • 2007-02-26 → 2022-07-22
    Kalamazoo, MI
    Chicago, IL
    Grand Rapids, MI
    Glenview, IL
    East Lansing, MI
    Wilmette, IL
    Northbrook, IL
    Highland Park, IL
    St. Louis, MO
    St. Louis, MO
    Jennings,, MO
    St. Louis, MO
    St. Louis, MO
    Oakville, MO
    Jennings, MO
    St. Louis, MO
    St. Louis, MO
    Ellisville, MO
    South Bend, IN
    Elkhart, IN
    Gary, IN
    Gary, IN
    Chicago, IL
    S. Chicago Heights, IL
    Chicago, IL
    Hobart, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Mishawaka, IN
    Glenview, IL
    Northbrook, IL
    Tinley Park, IL
    Lincolnwood, IL
    Chicago, IL
    Crete, IL
    Tinley Park, IL
    Tinley Park, IL
    Glencoe, IL
    Saint Charles, IL
    Oak Lawn, IL
    Dolton, IL
    Highland Park, IL
    Lombard, IL
    South Holland, IL
    Skokie, IL
    North Riverside, IL
    Frankfort, IL
    Burr Ridge, IL
    Dyer, IN
    Homewood, IL
    Lombard, IL
    Bloomingdale, IL
    Niles, IL
    Chicago, IL
    Bensenville, IL
    Rosemont, IL
  • 2003-03-06 → 2007-02-15
    Citicorp Investment Services
    Ridgewood, NJ
    New York, NY
    Long Island City, NY
  • 1996-08-23 → 2003-02-11
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-08
S63 Uniform Securities Agent State Law Examination 1988-12-06
  • S65 Uniform Investment Adviser Law Examination
    1994-06-08
  • S63 Uniform Securities Agent State Law Examination
    1988-12-06
Designations
Other Names
  • James A Fredrikson

View on SEC IAPD

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