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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-11-28 |
| IL | RA | APPROVED | 2023-10-27 |
Branch Locations
5820 Nolensville, Nashville, TN 37211 • United States
495 Old Hickory Blvd., Brentwood, TN 37027 • United States
2040 Fieldstone Parkway, Franklin, TN 37069 • United States
6674 Nolensville Pike, Brentwood, TN 37027 • United States
1713 Mallory Lane, Brentwood, TN 37027 • United States
5045 Carothers Parkway, Franklin, TN 37067 • United States
5000 Maryland Way, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Chicago | IL | 02/2007 | 07/2022 |
| Fifth Third Securities | Rosemont | IL | 10/2023 | Present |
| Fifth Third Bank | Rosemont | IL | 10/2023 | Present |
| Unemployed | Glen Ellyn | IL | 07/2022 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-06 |
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