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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-01-04
TN RA APPROVED 2005-05-10
  • TX RA
    APPROVED_RES
    Since 2008-01-04
  • TN RA
    APPROVED
    Since 2005-05-10

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 01/2005 Present
Bank Of America, N.A. Nashville TN 05/2011 Present
Other Businesses

I*4589277, Entity Type: , Name of OBA: J R M, Address: Brentwood, Tennessee, 37027, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 06/01/2026, No Hours: 20 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4589278, Entity Type: , Name of OBA: J R M Revocable Trust, Address: Brentwood , Tennessee, 37027, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 06/01/2026, No Hours: 15 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-09
  • S66 Uniform Combined State Law Examination
    2005-05-09

View on SEC IAPD

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