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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-05-26
TX RA APPROVED 2003-04-01
AR RA APPROVED 2002-12-10
  • TN RA
    APPROVED
    Since 2004-05-26
  • TX RA
    APPROVED
    Since 2003-04-01
  • AR RA
    APPROVED
    Since 2002-12-10

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 08/2000 Present
Bank Of America, Na Nashville TN 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-06
  • S66 Uniform Combined State Law Examination
    2002-12-06
Other Names
  • John S Piovarcy

View on SEC IAPD

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