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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-16 |
| TN | RA | APPROVED | 2018-09-05 |
Branch Locations
222 2Nd Ave S, Nashville, TN 37201 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 11/2010 | 05/2017 |
| Wells Fargo Clearing Services | Raleigh | NC | 05/2017 | 08/2018 |
| Wells Fargo Bank | Raleigh | NC | 05/2017 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 08/2018 | Present |
| Bank Of America, N.A. | Nashville | TN | 08/2018 | Present |
I*127971 For profit or not for profit: Non-Profit Organization Name of outside business organization: Maryland Farms YMCA Investment related: N Address of business: Brentwood, Tennessee 37027 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 3/1/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am on a committee for the YMCA's Heroes in Heels event. It's an annual event occurring in October. I help with set up and fundraising. I*517424 For profit or not for profit: Entity Charitable Name of outside business organization: Mending Hearts, Inc. Investment related: N Address of business: Nashville, Tennessee, 37228 Nature of business: Charitable Organization Position, title, association: Board Member Start date of relationship: 9/13/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Non-profit organization that helps women restore their lives from addiction through a long-term treatment program that offers hope and healing in a supportive community environment. My role would be an advisory board member primary helping to organize various fundraising events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-05 |
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