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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-04-28 |
| CA | RA | APPROVED | 2021-03-31 |
| TX | RA | APPROVED | 2021-03-31 |
Branch Locations
4660 La Jolla Drive, Suite 200, San Diego, CA 92122 • United States
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | La Jolla | CA | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 11/2016 | 03/2021 |
| Jpmorgan Securities Llc | Newport Beach | CA | 03/2021 | Present |
| Jpmorgan Chase Bank Na | Newport Beach | CA | 03/2021 | Present |
Effective 3/31/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-07 |
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