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Mcginnis Andrew Mccoy

Prism Advisors, Inc.

Studio City, CA

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Current Employers
Prism Advisors, Inc.

4361 Tujunga Avenue Suite A, Studio City, CA 91604 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-31
TX RA APPROVED 2017-03-31
  • CA RA
    APPROVED
    Since 2017-03-31
  • TX RA
    APPROVED
    Since 2017-03-31

Branch Locations

4361 Tujunga Avenue Suite A, Studio City, CA 91604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Universal City CA 07/2003 04/2017
Personal Resources Investment And Strategic Management, Inc. Studio City CA 04/2017 Present
Previous Registrations
Other Businesses

1) Basstardos, LLC; investment-related; BOX 461653, Los Angeles, CA 90046; real estate investment of raw land; 50% owner of LLC; Start Date: 12/01/2019; 0 hours devoted during securities trading hours. 2) River Oaks HOA, LLC; not investment-related; 817 Azura Landing, Old Hickoy, TN 37138; Home Owners' Association; Treasurer and acting board member; reviews statements for HOA; Start Date: 10/27/2020; devotes less than 10 hours per month devoted to this outside business activity; 0 hours during securities trading hours. 3) 8-Ball Flying Club; No, not investment-related; Van Nuys, California; Flying Club; President; Member; 12/2021; Approximately 15 hours per month; President, Club Member. 4) The Luv U Project; Not Investment-Related; Box 60248, Potomac, MD 20859; Charitable Organization that advances the understanding and treatment for mental health issues; Board Member; 09/22/2022; 10 hours per month spent at the other business; 0 hours per month spent during securities trading hours; Board Member.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-20
S63 Uniform Securities Agent State Law Examination 1987-07-27
  • S65 Uniform Investment Adviser Law Examination
    1994-12-20
  • S63 Uniform Securities Agent State Law Examination
    1987-07-27
Other Names
  • Drew Mccoy
  • Mcginnis A Mccoy

View on SEC IAPD

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