Mcginnis Andrew Mccoy

Employer firm

Prism Advisors, Inc. CRD 286474

$515M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → 04/2017
  Wells Fargo Advisors Financial Network, Llc
  Universal City, CA
• 04/2017 → Present
  Personal Resources Investment And Strategic Management, Inc.
  Studio City, CA

Previous Registrations

• 2003-07-11 → 2017-05-02
  Wells Fargo Advisors Financial Network, Llc
  Studio City, CA
• 1997-07-08 → 2003-07-18
  Citigroup Global Markets Inc.
  Sherman Oaks, CA

Other Businesses

1) Basstardos, LLC; investment-related; BOX 461653, Los Angeles, CA 90046; real estate investment of raw land; 50% owner of LLC; Start Date: 12/01/2019; 0 hours devoted during securities trading hours. 2) River Oaks HOA, LLC; not investment-related; 817 Azura Landing, Old Hickoy, TN 37138; Home Owners' Association; Treasurer and acting board member; reviews statements for HOA; Start Date: 10/27/2020; devotes less than 10 hours per month devoted to this outside business activity; 0 hours during securities trading hours. 3) 8-Ball Flying Club; No, not investment-related; Van Nuys, California; Flying Club; President; Member; 12/2021; Approximately 15 hours per month; President, Club Member. 4) The Luv U Project; Not Investment-Related; Box 60248, Potomac, MD 20859; Charitable Organization that advances the understanding and treatment for mental health issues; Board Member; 09/22/2022; 10 hours per month spent at the other business; 0 hours per month spent during securities trading hours; Board Member.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-20
• S63 Uniform Securities Agent State Law Examination
  1987-07-27

Other Names

• Drew Mccoy
• Mcginnis A Mccoy