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4361 Tujunga Avenue Suite A, Studio City, CA 91604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-31 |
| TX | RA | APPROVED | 2017-03-31 |
Branch Locations
4361 Tujunga Avenue Suite A, Studio City, CA 91604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Universal City | CA | 07/2003 | 04/2017 |
| Personal Resources Investment And Strategic Management, Inc. | Studio City | CA | 04/2017 | Present |
1) Basstardos, LLC; investment-related; BOX 461653, Los Angeles, CA 90046; real estate investment of raw land; 50% owner of LLC; Start Date: 12/01/2019; 0 hours devoted during securities trading hours. 2) River Oaks HOA, LLC; not investment-related; 817 Azura Landing, Old Hickoy, TN 37138; Home Owners' Association; Treasurer and acting board member; reviews statements for HOA; Start Date: 10/27/2020; devotes less than 10 hours per month devoted to this outside business activity; 0 hours during securities trading hours. 3) 8-Ball Flying Club; No, not investment-related; Van Nuys, California; Flying Club; President; Member; 12/2021; Approximately 15 hours per month; President, Club Member. 4) The Luv U Project; Not Investment-Related; Box 60248, Potomac, MD 20859; Charitable Organization that advances the understanding and treatment for mental health issues; Board Member; 09/22/2022; 10 hours per month spent at the other business; 0 hours per month spent during securities trading hours; Board Member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-27 |
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