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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-04-25 |
Branch Locations
12185 Ventura Blvd, Studio City, CA 91604 • United States
19500 Ventura Blvd, Tarzana, CA 91356 • United States
17250 Ventura Blvd, Encino, CA 91316 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Thousand Oaks | CA | 06/2011 | 04/2017 |
| Bank Of America, N.A. | Thousand Oaks | CA | 09/2011 | 04/2017 |
| U.S. Bancorp Advisors, Llc | Encino | CA | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-20 |
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