David Albert Goldhaber

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 11/2016
  David Goldhaber'S College Planning
  Studio City, CA
• 03/2016 → 11/2016
  Centaurus Financial, Inc.
  Anaheim, CA
• 11/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Valley Village, CA
• 11/2016 → Present
  Bank Of America, N.A.
  Valley Village, CA

Previous Registrations

• 2008-01-28 → 2016-11-30
  David Goldhaber College Planning
  Studio City, CA
• 2016-03-04 → 2016-11-21
  Centaurus Financial, Inc.
  West Hills, CA
  Anaheim, CA
• 1997-12-31 → 2016-03-09
  Lpl Financial Llc
  Studio City, CA

Other Businesses

I*100304 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT RELATED: N ADDRESS OF BUSINESS: NORTH HOLLYWOOD, CALIFORNIA 91601 NATURE OF BUSINESS: OTHER, IT IS IN OUR INDIVIDUAL NAMES ONLY. DAVID POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1/1995 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A RENTAL UNIT THAT MY WIFE AND I OWN, I SPEND 1% OF MY TIME WITH IT. MY WIFE DEALS WITH IT THE MOST., IT IS A 2 BEDROOM CONDO THAT MY WIFE USED TO LIVE IN. IT IS IN OUR NAMES ONLY,

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-10
• S63 Uniform Securities Agent State Law Examination
  1984-07-18

Designations

• Certified Financial Planner