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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-15 |
| CA | RA | APPROVED | 2022-04-04 |
Branch Locations
12251 Ventura Blvd, Studio City, CA 91604 • United States
82 S Lake Ave, Pasadena, CA 91101 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | North Hollywood | CA | 10/2012 | 03/2022 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-17 |
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