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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-07
  • CA RA
    APPROVED
    Since 2023-03-07

Branch Locations

12198 Ventura Boulevard #208, Studio City, CA 91604 • United States

159 W. Manchester Blvd., Inglewood, CA 90301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 03/2014 03/2019
Massmutual Life Insurance Company Los Angeles CA 10/2018 01/2020
Mml Investors Services, Llc Los Angeles CA 03/2019 01/2020
Infinex Investments, Inc. Meriden CT 09/2020 Present
Insurance Camarillo CA 02/2020 08/2020
  • 03/2014 → 03/2019
    Planmember Securities Corporation
    Carpinteria, CA
  • 10/2018 → 01/2020
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 03/2019 → 01/2020
    Mml Investors Services, Llc
    Los Angeles, CA
  • 09/2020 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 02/2020 → 08/2020
    Insurance
    Camarillo, CA
Previous Registrations
  • 2010-01-20 → 2012-08-20
    Invest Financial Corporation
    Norwalk, CT
  • 2007-02-20 → 2008-05-05
    Invest Financial Corporation
    Norwalk, CT
  • 2006-04-11 → 2007-02-12
    Hamden, CT
    Shelton, CT
    Hamden, CT
Other Businesses

1.) RAFIQ WILEY INV REL: Y ADD: RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE/HEALTH POSITION: SALES START DATE: 4/4/19 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 2.) RAFIQ AUSTIN WILEY INSURANCE AGENCY INV REL: Y ADD: RESIDENTIAL ADD NATURE: P&C POSITION: SALES START DATE: 4/4/12 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 1 3.)VIP 360 Insurance Services LLC - INV REL: Y ADD: 12198 Ventura Boulevard #208 Studio City, CA 91604 NATURE: P&C POSITION: SALES START DATE: 02/05/2020 NO HRS/MO: 20 DUR TRADING: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-06
S63 Uniform Securities Agent State Law Examination 2003-10-17
  • S65 Uniform Investment Adviser Law Examination
    2023-03-06
  • S63 Uniform Securities Agent State Law Examination
    2003-10-17

View on SEC IAPD

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