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Steven Lloyd Ellis

Colorado Capital Management

Boulder, CO

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Current Employers
Colorado Capital Management

4430 Arapahoe Avenue Suite 120, Boulder, CO 80303-1100 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-05-29
CO RA APPROVED 2000-03-22
  • CA RA
    APPROVED
    Since 2003-05-29
  • CO RA
    APPROVED
    Since 2000-03-22

Branch Locations

4430 Arapahoe Ave. Suite 120, Boulder, CO 80303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colorado Capital Management, Inc Boulder CO 02/2000 Present
  • 02/2000 → Present
    Colorado Capital Management, Inc
    Boulder, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-26
S63 Uniform Securities Agent State Law Examination 1987-07-01
  • S65 Uniform Investment Adviser Law Examination
    1992-03-26
  • S63 Uniform Securities Agent State Law Examination
    1987-07-01
Other Names
  • Steven Ellis

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · BOULDER, CO
UBS FINANCIAL SERVICES INC. · Boulder, CO
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J.P. MORGAN SECURITIES LLC · BOULDER, CO
MORGAN STANLEY · Boulder, CO
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