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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-14 |
| SC | RA | APPROVED | 2014-03-28 |
Branch Locations
174 Meeting Street Ste 400, Charleston, SC 29401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Charleston | SC | 03/2014 | Present |
1. The Oak Gun Club, LTD: 126 Oaks Plantation Rd. Georgetown SC 29440; Land Management; affiliation started 04/07/2017; 3.0 hours per week; not during securities trading hours; not investment-related. 2. Butler Oaks, LLC; 1922 Maybank Hwy Charleston SC 29412; Investments; General Partner; As General Partner I am totally in charge due to my majority of voting shares; 04/07/2017; 45.00 Hour(s) Per Month; not during securities trading hours; Investment-Related 3. J.J.W. Luden and Co; 1922 Maybank Hwy Charleston SC 29412; Investments; President; Invest the companies' money; 04/07/2017; 45.00 Hour(s) Per Month; not during securities trading hours; Investment-Related 4. Personal Rep on a family estate 5.; The Carolina Yacht Club; 50 East Bay St. Charleston, SC 29401; Pleasure; committee member; to choose recipients for a service award; 03/27/2026; 1hr/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-23 |
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